Carlos Rubio

 
Carlos Rubio Image

Carlos E Rubio

Director of Financial Planning

Carlos.Rubio@nm.com

(713) 333-9908

Carlos holds a Master’s Degree in Finance from the C.T Bauer College of Business at the University of Houston. He joined Dawson Financial Services in 2010 and brought with him over 10 years of experience in the financial services industry.

As Director of Financial Planning, Carlos is responsible for handling trades and rebalancing accounts as well as preparing investment proposals and overseeing the servicing of advisory clients.

Carlos has been an active member of Second Baptist Church and devotes much of his personal time to volunteering with non-profits such as Iwrite and Ronald McDonald House. He also enjoys hunting, fishing and travelling.

What can Carlos help you with?

  • Conducting advisory client reviews
  • Advisory and Brokerage account maintenance
  • Manage 401K client account servicing
  • Financial and retirement planning

Certifications:

  • Group 1 License for Life, Accident and Health Insurance
  • Series 7 Investment License
  • Series 63 Investment License
  • Series 65 Investment License
  • Accredited Wealth Management Advisor (AWMA)

Doug Dawson, CFP®, ChFC®, CLU®
Wealth Management Advisor


Dawson Financial Services

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck